Share
Global Custodian There's Always a FinReg Angle
There’s Always a FinReg Angle: Enforcement go where the whistle blows
Season 1, Ep. 5
•
Sean Tuffy and Virginie O'Shea are back to discuss the latest FinReg news and dig into the world of regulatory enforcement, discussing whistleblowing, rewards, penalties, the varying approaches from global watchdogs and more.
More episodes
View all episodes
2. There’s Always a FinReg angle: Settlement cycle decisions and concerns under the microscope
37:20The FinReg experts are back to discuss settlement cycle reduction in depth, from the impending US move – and the most pressing matters in the build up – to the UK eyeing its own move and recent updates from Europe. A sprinkling of operational resilience, ESG and crypto are also added in for good measure.1. There’s Always a FinReg angle: The Bitcoin ETF approval - “Please stop talking about this sh**”
22:40The FinReg experts are back for a new season, and what better way to kick things off than discussing the culmination of a theme that ran through our first four seasons – the Bitcoin ETF – and to quote Jamie Dimon at Davos, our FinReg experts are fully ready to “stop talking about this sh**”.11. There’s Always a FinReg angle: Are you Santa or Scrooge when it comes to this year’s regulatory developments?
26:03The FinReg experts are back for the last episode of series four where they discuss the most prominent regulatory themes through a game of ‘Santa or Scrooge’ plus highlight recent developments during a busy fourth quarter for updates.10. There’s Always a FinReg angle: Securities finance, custody and private all on the SEC radar; Six months till T+1
27:22The FinReg experts catch up on a couple of months of finreg news, pointing out how the US SEC has been particularly busy, while checking in on digital assets, ESG and settlement cycles.9. There’s Always a FinReg angle: EU/UK divergence with special guest BNY Mellon's Ben Pott
32:43The FinReg experts are back alongside a special guest – Ben Pott of BNY Mellon - to catch you up on the latest financial regulation news and dive into the discussion of regulatory divergence between the UK and EU.8. There’s Always a FinReg angle: ESG special (where we actually end up talking more about AI, research unbundling and ETFs)
22:28The FinReg experts get carried away talking about artificial intelligence, ETFs and research unbundling before turning their attention to ‘ESG month’ as the theme of this episode.7. There’s Always a FinReg angle: The good crypto, the bad news from the SEC and the ugly T+1 timeline
29:02There was a lot to unpack in the latest FinReg episode including CSDR refit, Bitcoin ETF applications, MiFID revisions, SEC no action expiration and, of course, more T+1 updates as the experts get into the timeline and its problems once again.6. There’s Always a FinReg angle: SEC updates, the realities of front-to-back servicing and other ops challenges facing the buy-side
30:35The FinReg experts are back to catch up on all the latest financial regulatory news, while also getting drawn into discussions over front-to-back-office servicing, AI, and the operational challenges facing buy-side firms.5. There’s Always a FinReg angle: T+1 special, plus latest news
29:49The FinReg experts are back to deliver some real talk to the T+1 conversation, where the challenges are appearing to be so significant that real concerns are beginning to arise. The FinReg specialists also discuss the recent Gary Gensler hearings and the latest on MiCA in Europe.