{"version":"1.0","type":"rich","provider_name":"Acast","provider_url":"https://acast.com","height":250,"width":700,"html":"","title":"EXPLAINER: The AML/CFT Onsite Inspection ","thumbnail_width":200,"thumbnail_height":200,"thumbnail_url":"https://open-images.acast.com/shows/699e5726123f9740821186b8/1784675191074-7c65d109-34cf-4f44-93ca-a56b7e2c47b6.jpeg?height=200","description":"

In this episode we hear from Senior AML Regulator Shawn, about one of the tools DIA uses to make sure regulated entities are meeting their obligations – the Onsite Inspection.  


During this korero, Shawn covers how an onsite inspection works, what regulators are looking for, and how they contribute to our wider goal of disrupting organised crime in New Zealand.  


Audio in this episode comes from a presentation delivered to an audience of regulated entities outside the banking and financial services sectors and is intended as an overview rather than a deep dive.  


Find out more about AML/CFT regulation on the DIA website


About Reg Talk NZ 


Reg Talk NZ is produced by the New Zealand Department of Internal Affairs | Te Tari Taiwhenua. 


This episode was written, recorded and edited by humans. AI tools may have been used to enhance audio quality as required. 


Contact: podcast@dia.govt.nz  

 

Disclaimer 


Content from this podcast is intended for general information purposes only and does not constitute legal advice.  

 

Visit www.dia.govt.nz or links provided in episode show notes for additional information on the topics covered in each episode.  

 

Music:  


\"Bass Vibes\" Kevin MacLeod (incompetech.com) 

Licensed under Creative Commons: By Attribution 4.0 License 

http://creativecommons.org/licenses/by/4.0/  


 \"Semi-Funk\" Kevin MacLeod (incompetech.com) 

Licensed under Creative Commons: By Attribution 4.0 License 

http://creativecommons.org/licenses/by/4.0/ 

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