This week, we delve back into the most consequential legal campaign by the US SEC you may still not be aware of. AIMA is standing as a friend of the court against the regulator's endeavour to redefine the nearly century-old definition of a securities dealer.
As we stand on the cusp of several court rulings that could up-end the market dynamic as we know it, we examine another unusual case the SEC has brought forward in its under-the-radar attempt to significantly widen the net of the Exchange Act.
To navigate you through the twists and turns of this legal saga we are joined by Gabriel K Gillett, Partner at Jenner & Block, and Suzan Rose, AIMA's Senior Advisor for Government and Regulatory Affairs who are closely linked to one of these newer cases: Keener v SEC.
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